Peter Kane

Chief Supervisory Officer

Peter Kane is the Chief Supervisory Officer at Fifth Avenue Financial. Peter and his team handle all aspects of supervision and risk management for the firm. Complying with the constantly evolving regulatory requirements takes a culture dedicated to putting the client’s needs above all else. From there, it is just a matter of building processes and executing. A culture like this is only possible if everyone from the top-down shares the vision. As a result, we are fortunate to have one of the most tenured supervisory teams in the industry.  

Prior to joining us as a member of our executive team, Peter was with Cowan Financial Group, the predecessor to Fifth Avenue Financial, in 2003 as part of its merger with Reiff Financial Group. 

Peter holds his FINRA Series 6,7,24,53, and 63.

In his spare time, Peter enjoys golf, racquet sports, and spending time with family.

Scott Greenfield, CLF

Managing Partner

Peter Kane

Chief Supervisory Officer

Lisette Clark

New Business Manager

Elizabeth (Liz) D’Aleo

SVP, Business Development

Kay-Dean Dawson-Smith

Assistant Controller

James Farka

SVP, Advanced Life Sales

Elizabeth Frunzi

SVP, Director of Marketing

Zinora Koven

Brokerage Director

Shirley Morel

VP, Advisor & Broker Services

Dennis Mullen, ChFC, CLTC

Managing Director, Brokerage

Kristen Olsziewski 

VP, Head of Regulatory Operations

Michael Patch

Brokerage Director

Steven Randall

Managing Director, Sales

Jocie Rojas

VP, Corporate Services

Kyle Uricchio

VP, Head of Investment Oversight