Kristen Olsziewski 

VP, Head of Regulatory Operations

Kristen Olsziewski is Vice President and Head of Regulatory Operations, Supervisory Solutions at Fifth Avenue Financial. With ten years of supervisory experience, she leads a team responsible for monitoring, evaluating, and mitigating compliance and regulatory risk, as well as licensing and credentialing. 

Kristen joined the firm in 2009. Prior to her role in Supervisory Solutions, she held positions at Lenox Advisors from 2004 to 2009 in their Asset Management, Finance and Licensing areas. 

Supervisory Solutions help our advisors to conduct business in an ethical manner and in compliance with the regulations that apply to our business.

Kristen is a FINRA Registered Principal and holds Series 7, Series 24, and Series 66 registrations. 

Scott Greenfield, CLF

Managing Partner

Peter Kane

Chief Supervisory Officer

Lisette Clark

New Business Manager

Elizabeth (Liz) D’Aleo

SVP, Business Development

Kay-Dean Dawson-Smith

Assistant Controller

James Farka

SVP, Advanced Life Sales

Zinora Koven

Brokerage Director

Shirley Morel

VP, Advisor & Broker Services

Dennis Mullen, ChFC, CLTC

Managing Director, Brokerage

Kristen Olsziewski 

VP, Head of Regulatory Operations

Michael Patch

Brokerage Director

Jocie Rojas

VP, Corporate Services

Kyle Uricchio

VP, Head of Investment Oversight