Kristen Olsziewski is Vice President and Head of Regulatory Operations, Supervisory Solutions at Fifth Avenue Financial. With ten years of supervisory experience, she leads a team responsible for monitoring, evaluating, and mitigating compliance and regulatory risk, as well as licensing and credentialing.
Kristen joined the firm in 2009. Prior to her role in Supervisory Solutions, she held positions at Lenox Advisors from 2004 to 2009 in their Asset Management, Finance and Licensing areas.
Supervisory Solutions help our advisors to conduct business in an ethical manner and in compliance with the regulations that apply to our business.
Kristen is a FINRA Registered Principal and holds Series 7, Series 24, and Series 66 registrations.