Kyle Uricchio

VP, Head of Investment Oversight

Kyle Uricchio is a Vice President and Head of Investment Oversight at Fifth Avenue Financial since 2014.  Kyle is responsible for monitoring, evaluating, and mitigating compliance and regulatory risks to the firm.  Prior to joining Fifth Avenue Financial, Kyle was a member of the Business Acceptance Team at MassMutual, where he conducted back-office suitability reviews and firm acceptance of new and existing submissions related to brokerage, direct & third-party advisory accounts.

Kyle graduated from Keene State College with a BS in Business Management.  He holds his FINRA Series 4, 7, 24, 53 & 63 licenses.

Scott Greenfield, CLF

Managing Partner

Peter Kane

Chief Supervisory Officer

Lisette Clark

New Business Manager

Elizabeth (Liz) D’Aleo

SVP, Business Development

Kay-Dean Dawson-Smith

Assistant Controller

James Farka

SVP, Advanced Life Sales

Elizabeth Frunzi

SVP, Director of Marketing

Zinora Koven

Brokerage Director

Shirley Morel

VP, Advisor & Broker Services

Dennis Mullen, ChFC, CLTC

Managing Director, Brokerage

Kristen Olsziewski 

VP, Head of Regulatory Operations

Michael Patch

Brokerage Director

Steven Randall

Managing Director, Sales

Jocie Rojas

VP, Corporate Services

Kyle Uricchio

VP, Head of Investment Oversight